Exam (elaborations)
Testable - Performance and Advertising Disclosures #3 Exam Post 2023.
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Testable - Performance and Advertising Disclosures #3 Exam Post 2023.Rule 206(4)-1 Advertisements by investment advisers. - ANSWER Under the rule, an investment adviser is prohibited from publishing, circulating or distributing any advertisement that: A. Refers to any testimonials concerning any a...
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